Table of Contents Essential Elements of an Effective Ethics and Compliance Program APPENDIX 2-A: Sample Letter to Vendors APPENDIX 2-B: Sample Nonretaliation/Nonretribution Policy APPENDIX 2-C: Sample Compliance Officer Job Description APPENDIX 2-D: Sample Audit Review Form APPENDIX 2-E: Sample Confidentiality Statement APPENDIX 2-F: Sample Hotline Information Sheet APPENDIX 2-G: Sample Compliance Issue Follow-Up Form APPENDIX 2-H: Glossary of Compliance-Related Terms The History of the Organizational Sentencing Guidelines and the Emergence of Effective Compliance and Ethics Programs Beyond the Sentencing Guidelines: Governing Directives, Guidelines, and Standards from the United States Components of an Effective Compliance and Ethics Program Book traversal links for Chapter 2: Foundational Materials and Program Infrastructure ‹ Chapter 1: Overview of Compliance and Ethics Practice Up Chapter 3: Implementing a Program ›