|
Completion Date |
Program Activities |
|---|---|
|
Annual review of compliance program/policies | |
|
Risk assessments | |
|
Most recent state survey | |
|
Billing/documentation | |
|
Exclusion/background checks | |
|
Annual review of auditing and monitoring program (Q/A, quality assurance and performance improvement) | |
|
Exit interview process and results | |
|
Business associate contract review | |
|
Review of involuntary transfers and discharges (OIG Work Plan) | |
|
Review and evaluation of third-party relationships | |
|
Conflict of interest review | |
|
Anti-Kickback Statute review | |
|
Business associate | |
|
Evaluation of HIPAA Privacy and Security program, including walk-through audits | |
|
Development/review of quality-of-care dashboard (review quality indicators being used) | |
|
Annual staff training | |
|
Annual board of directors training | |
|
Review of disclosure program/reporting mechanism and related policies (mandatory reporting of compliance violations) |
Board and Committee Documents
Sample Compliance Committee Work Plan
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Table of Contents
- Auditing
-
Board and Committee Documents
- Sample Compliance Committee Charter
- Sample Compliance Committee Meeting Agenda
- Sample Compliance Committee Meeting Minutes
- Sample Compliance Committee Work Plan
- Sample Corporate Compliance Report
- Sample Governance, Compliance, and Ethics Committee Charter
- Sample Quality Committee Charter
- Sample Board Report 1: Audit Status Update
- Sample Board Report 2: Quarterly Report
- Sample Board Report 3: Compliance Work Plan
- Sample Board Report 4: Annual Compliance Risk Assessment
-
Clinical Research
- Sample Deferral Checklist
- Sample Exempt Research Guidance Summary
- Sample Flexible Guidance Summary
- Sample Institutional Research Policy
- Sample IRB Review Worksheet/Checklist
- Sample Limited IRB Review Guidance Summary
- Sample Minimal Risk Research Guidance Summary
- Sample Project Transition Form
- Sample Request to Conduct Research Form
- Sample Research Compliance Assessment Form
- Sample Single IRB Review Guidance Summary
- CMS Conditions of Participation
- Communication and Education
- Conflicts of Interest
- Employee Evaluation
-
General Compliance Program
- Code of Ethics for Healthcare Compliance Professionals
- Compliance Calendar
- Compliance Work Plan
- Job Description, Compliance Officer
- Job Description, Vice President of Corporate Compliance
- Sample Code of Conduct Attestation Form
- Sample Corporate Compliance Helpline Policy
- Sample Compliance Program Policy
- Model Anti-Retaliation Policy
- Sample Non-Retaliation Policy
- Sample Policy Against Retaliation
- Sample Policy Template
- Sample Policy Implementation Master Tracker
- Sample Written Standards Matrix
-
Internal Investigations
- Sample Internal Investigation Checklist
- Sample Interview Notes Template
- Sample Interview Tips
- Checklist for Interviewing a Reporter, Complainant, or Witness
- Checklist for Interviewing a Person Accused of Wrongdoing
- Sources of Potential Information in an Investigation
- Sample Investigation Checklist
- Sample Checklist for Assessing Investigation Capabilities
- Sample Internal Investigations Policy
- Sample Upjohn Warning
- Sample Evidence Collection Worksheet
- Sample Investigator Script
- Sample Key Allegations Worksheet
- Sample Key Facts Worksheet
- Sample Investigation Report Form 1
- Sample Investigation Report Form 2
- Sample Privacy Incident Questionnaire
- Excluded Individual Investigation Worksheet
-
Key Laws in Healthcare Compliance
- Sample Stark Law Compliance Checklist for Commercial Reasonableness Review
- Sample Stark Law Compliance Checklist for Employee Arrangement Exception
- Sample Stark Law Compliance Checklist for Fair Market Value Arrangement Exception
- Stark Law Compliance Checklist for Personal Services Arrangement Exception
- Measuring Program Effectiveness
- Monitoring
- Patient Privacy and Security
- Post-Acute Care
- Provider-Based Rules and Regulations
-
Risk Assessment
- Compliance Program Structural Risk Assessment
- Sample Compliance Risk Assessment Questionnaire
- Sample Heat Map
- Sample Risk Assessment Policy and Process
- Sample Risk Assessment Summary
- Sample Risk Assessment Template
- Sample Risk Committee Charter
- Sample Risk Rating Survey
- Privacy, Risk, and Discipline Assessment
- Vendor Management