scce Conference Slides and Recordings

  1. Best Practices For Designing and Implementing Data Analytics and Monitoring Tools for Compliance

    2022 Seattle Regional Compliance & Ethics Conference  | November 18, 2022 

    • Aligning to the DOJ's expectations for data analytics and continuous learning

    • In-source vs. outsource decisions and leveraging existing in-house company capabilities

    • Automated vs manual tools

    • Key success factors and pitfalls to avoid

  2. Looking Back and Looking Ahead: Performing Investigations in a Post-covid / Hybrid Environment

    2022 Seattle Regional Compliance & Ethics Conference  | November 18, 2022 

    • How has Covid changed the way we conduct investigations?

    • How do you build trust when investigations are fully remote?

    • How do you know the interview/conversation is private?

    • How do you assess credibility when interviews are virtual - via online platform or telephone?

  3. Less is More: Transitioning to a Minimalist Training Program

    2022 Seattle Regional Compliance & Ethics Conference  | November 18, 2022 

    • Take a step back and evaluate what you actually need to train on

    • End the catch-all blast and be deliberate about who gets what training

    • Disseminate your message using the right delivery methods to reach your audience - and simplify the back-end setup for your team

  4. A Primer on Assessing Cyber Risk for Your Enterprise

    2022 Seattle Regional Compliance & Ethics Conference  | November 18, 2022 

    • Understand the components of an effective cyber risk assessment program

    • Account for actions by state- and state-sponsored actors

    • Incorporate new and upcoming cybersecurity and privacy regulations

  5. A Walk through on Breach and FCPA Issues during Investigations, and How to Use Litigation And/or Respond to Litigation Risks

    2022 Seattle Regional Compliance & Ethics Conference  | November 18, 2022 

    • When should you bring in outside counsel?

    • Working cost-effectively with outside counsel

    • Pitfalls and challenges of cross-border investigations (i.e., protecting the privilege)

    • Managing litigation exposure from breaches and FCPA investigations under the Securities Exchange Act, etc.

  6. The Fundamentals of a Privacy Compliance Program

    2022 Seattle Regional Compliance & Ethics Conference  | November 18, 2022 

    • What should a privacy compliance program do for an organization?

    • Evaluating privacy risks and key governance considerations

    • Common challenges and pitfalls

  7. How to Make Adherence to E&C as Easy as a Habit: Practical Hints for Individuals and Organizations

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • Focus on systems rather than goals to build an Ethics and Compliance habit

    • Use the four stages of habits to promote and strengthen your Ethics and Compliance program

    • Make Ethics & Compliance part of your identity

  8. Dubai - The Risks in Assessing Risk

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • Recognize common shortcomings in human judgement regarding risk management

    • Identify ways to avoid them

    • Improve your risk management strategies

  9. Enhance your Compliance Culture with the Reason Why

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • What is the "reason why"?

    • Effective and ineffective "reasons why"

    • Audience of the "reason why"

  10. Dubai - ESG Comes to the Forefront & Disclosure Adoption Requirements

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • Understand recent developments in the international ESG regulatory landscape

    • Articulate reporting requirements of the United States SEC Proposal on Climate Change Disclosures

    • Develop strategy to prepare your company for mandatory ESG reporting requirements

  11. The "G" in ESG

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • The Sustainable Development Goals of the United Nations and the rise of the ESG agenda

    • ESG in the Middle East: risks, opportunities, and relevant regulations in KSA and UAE

    • The governance components within the ESG regulation and compliance with these governance provisions

  12. Using Technology to Bring Your Compliance Program to Life

    2022 Dubai Regional Compliance & Ethics Conference  | November 11, 2022 

    • How to use groundbreaking technologies to innovate in compliance

    • How to think outside the box and make compliance appealing through immersive technologies

    • How to use compliance as a tool to further inspire the strategic objectives of the organization

  13. The Six Myths of Business Ethics

    2022 SCCE Webinar  | November 09, 2022 

    • Distinguish between actual truths and myths about business ethics, including the code of conduct supporting ethical behavior; the compliance program helping the organization become more ethical; whistleblowing tools reducing the risks of unethical behavior, etc.

    • Explore tools for enabling better auditing these myths and mitigating related risks.

    • Discuss ideas to help their organization become more ethical.

  14. Title IX: The Past, Present, and Future of Campus Investigations, Adjudications, and Litigation, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Understand the current status of the Title IX regulations and what changes we expect to see soon

    • Learn how to identify and properly handle Title IX complaints, focusing on trauma-informed techniques

    • Learn best practices for conducting investigations under the new 2020 regulation guidelines

  15. Ethics Training They'll Volunteer to Take, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Bite size is the right size: How to break the content up into palatable servings

    • Encouraging engagement: Ways to invite additional exploration outside of training

    • Recognizing achievement without breaking the bank: Ideas for rewarding participation

  16. Implementing an Effective Compliance Assessment Framework, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Determine how to evaluate the effectiveness of existing compliance and ethics activities

    • Establish an effective assessment process and develop a roadmap to prioritize future assessments

    • Discuss how reporting on the outcomes of a compliance assessment can drive continuous improvement

  17. DE&I, Compliance and Higher Education, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Learn how to make compliance an effective part of your institution's DE&I initiative

    • Understand the pitfalls that can derail a DE&I effort

    • Successfully navigate the complexities of DE&I in a higher education setting

  18. Building and Reinforcing a Culture of Values in Your Institution, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Using an ongoing university initiative as a case study, participants will learn to: Define, measure, and assess their values-based culture

    • Refine, improve, and implement their university's values statement

    • Operationalize values through key university systems and processes

  19. Foreign Gifts and Contract Reporting: Section 117 and Beyond, VHE22

    2022 Virtual Higher Education Compliance Conference  | November 08, 2022 

    • Understand evolving federal DOE, DOD, and DOC reporting requirements regarding foreign gift contracts

    • Learn about new reporting and review processes under the Endless Frontiers Act and federal CFIUS regulations

    • Obtain practical tools and tips to collect and report all foreign funds and activities accurately

  20. Due Diligence for Mergers & Acquisitions - 2022 HCCA Scottsdale Regional

    2022 Scottsdale Regional Healthcare Compliance Conference  | November 07, 2022 

    • The importance of understanding your business and associated risks Understand the differences

    • Legal Due Diligence vs. Compliance Due Diligence and how they support each other

    • Learn about compliance and privacy considerations and the three phases of merger and acquisition review

  21. Data, Metrics, Reporting: Powerful Tools for Driving, Improving, Monitoring, and Maintaining Program Effectiveness

    2022 Columbus Regional Compliance & Ethics Conference  | November 04, 2022 

    • Understanding where compliance professionals can find data within their programs and its overall importance

    • Don't sweat the small stuff! Data can be scary, but it doesn't have to be! Discuss how we can leverage data to help improve a compliance program's overall effectiveness

    • We have the data but what do we do with it? Start simple with data and work your way to more complete reporting and metrics

  22. Negotiating Compliance: The Growing Importance of Compliance in Commercial Agreements for Goods and Services

    2022 Columbus Regional Compliance & Ethics Conference  | November 04, 2022 

    • Understand the drivers causing compliance to become more prevalent as a negotiation point

    • Learn common perspectives and pitfalls relative to the most frequently negotiated compliance concepts

    • Identify strategies and solutions to help make negotiating compliance more efficient

  23. (Re-)Invigorating Organizational Ethical Values and Culture: A Case Study

    2022 Columbus Regional Compliance & Ethics Conference  | November 04, 2022 

    • Learn how to assess your organization's current culture and values, from surveys to practical indicators

    • Develop and implement a program to operationalize ethical values through all aspects of product and employee lifecycles

    • Produce a framework for improved ongoing measurement, and support a business case for change

  24. ESG 101: Considerations for Compliance Officers Beginning the ESG Journey

    2022 Columbus Regional Compliance & Ethics Conference  | November 04, 2022 

    • Understand the basics of ESG, and the drivers behind an increased ESG focus for public companies

    • Learn about common ESG challenges from two companies at different points in their ESG journey

    • Identify the factors to consider when setting up an ESG program for your organization, including timelines, goals, and reporting

  25. Elements of an Effective Compliance Program

    2022 Columbus Regional Compliance & Ethics Conference  | November 04, 2022 

    • Role of a compliance program

    • Defining an effective compliance program

    • Assessing compliance program effectiveness