Front Matter

Preface

The compliance and ethics profession continues to change at a rapid pace, and compliance and ethics professionals are regularly presented with new challenges. The foundation of what comprises a compliance and ethics program changes very little from year to year. But much of what impacts the daily functioning of a program and makes it an effective program—based on emerging practices and trends, guidance from regulators, actions from the enforcement community, and other forces—changes much more rapidly.

And that’s where the 2023 edition of SCCE’s The Complete Compliance and Ethics Manual (CCEM) serves a vital purpose. The articles you’ll find in CCEM provide expert guidance on all of the foundational elements of an effective compliance and ethics program. But, there are also articles on emerging issues that are important to consider in maintaining and updating your programs. The content in CCEM is continually being evaluated by SCCE to make sure it is complete and current. Every year, new articles are added and others are updated.

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