Appendices

Appendix 1. Sample Compliance Officer Job Description

[Note: This document is intended to describe the general content of, and requirements for, the performance of this job. It is not to be construed as an exhaustive statement of duties, responsibilities, or requirements.]

Position title: Chief Compliance Officer

Reports to: [TITLE]

Supervises: Executive Compliance Directors and Regional/LOB Compliance Directors and Professionals

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