SCCE Conference Slides and Recordings

  1. Member Exclusive- Risk Assessment: Foundation for Building an Effective Ethics & Compliance Program

    2021 SCCE Webinar  | December 02, 2021 

    • Describing a universal model to identify your entity's universe of risk
    • Explaining the assessment process{br/}

    • Using examples to walk through each assessment step on the path to understand how the assessment feeds into a functioning compliance and ethics program{br/}

  2. Contextualizing Risk Prior to Procuring Medical Devices

    2021 HCCA Webinar  | November 19, 2021 

    • Learn about different types of cybersecurity risk for IoMT devices and the factors that contribute to them

    • Understand how HDOs should evaluate cybersecurity risk in the pre-procurement phase

    • Understand how to mitigate cybersecurity risk post-procurement using configuration hardening

    • Learn how to incorporate cybersecurity risk into the decision to connect standalone medical devices

  3. Modern Slavery and Supply Chain Compliance in the UK and the EU

    2021 SCCE Webinar  | November 17, 2021 

    • Understanding what the UK modern slavery regime is all about and what the key recent developments have been, including possible changes to the rules, the new registry and compliance letter campaign, and the UK Parliamentary inquiry into China

    • Key developments to be aware of in the EU, including laws in EU countries and what looks like an emerging EU ESG regime

    • Top tips for where you need to be to comply

  4. Carpe Datum: Seizing the Powering of Your Data to Drive an Effective Ethics and Compliance Monitoring

    2021 SCCE Webinar  | October 28, 2021 

    • Gain buy-in to build and properly resource a compliance monitoring program

    • Explore successful compliance monitoring models, including design, execution, and reporting

    • Know how to avoid pitfalls and challenges when using data to evaluate program effectiveness

  5. Locking Out Those Third Party Cookies

    2021 SCCE Webinar  | October 04, 2021 

    • The current and future legal landscape for first and third party cookies

    • Regulatory investigations into unlawful tracking

    • The need for transparent cookie permissions to give genuine control to citizens

    • The options for automated controls over unwanted data collection

  6. Eyes Wide Shut: Effective Ethics and Compliance Due Diligence in Mergers and Acquisitions

    2021 Europe Regional Compliance & Ethics Conference  | September 29, 2021 

    • Recognize potential pitfalls during compliance due diligence in M&A

    • Understand emerging trends from regulators in post-closing phase of an M&A transaction

    • How to uncover past or ongoing violations in key areas such as sanctions and anti-bribery and corruption

  7. I-9 Compliance with an Increasingly Remote Workforce

    2021 SCCE Webinar  | September 29, 2021 

    • Unique challenges for completing Forms I-9 for remote workers

    • Covid-19 I-9 flexibility and limitations

    • Implications forI-9 compliance violations and best practices for audits

  8. Effective Use of Privacy Impact Assessments

    2021 SCCE Webinar  | September 13, 2021 

    • What is a PIA and a DPIA?

    • Who should instigate assessments?

    • How and when to use assessments?

    • The relationship between assessments and privacy by design, and legal grounds for processing personal data.

  9. Compliance Policy Management

    2021 SCCE Webinar  | September 07, 2021 

    • How to position compliance policies as the integral part of your program they are meant to be

    • Policies within the context of the US Sentencing Guidelines and the DOJ's "Evaluation of Corporate Compliance Programs"

    • Engaging stakeholders from other corporate functions

    • Policy quality and the role of the "Policy on Policies"

    • Policy approval and ownership

    • The value of a corporate policy center

  10. They did what?! Conducting Effective Workplace Investigations

    2021 SCCE Webinar  | August 19, 2021 

    • Attendees will understand the policies and practices that must be in place before an investigation occurs

    • Participants will recognize the steps that need to be taken to conduct an investigation effectively

    • Attendees will learn the questions that should be asked to the person that is being investigated, the person that raised the complaint, and any witnesses

    • Participants will understand the steps that must be taken to conclude the investigation

    • Attendees will know the reasons that investigations over the same conduct may result in different levels of discipline

  11. Merely Bystanders: The Psychology of Courage and Inaction

    2021 Atlanta Regional Compliance & Ethics Conference  | August 13, 2021 

    • Understand the prevalence of people staying silent in the face of problematic behavior in their personal and professional lives

    • Describe the three factors that inhibit people from speaking up

    • Learn specific practical strategies for speaking up and taking action

  12. FCPA Enforcement Trends and Developments: 2021

    2021 SCCE Webinar  | August 03, 2021 

    • Recent FCPA Enforcement Developments

    • Recent Major Cases and Key Takeaways

    • DOJ/SEC FCPA Investigations in the COVID-19 Era

    • What to Watch for Between Now and the End of the Year

  13. Diversity and Inclusion for a Successful Global Compliance Team

    2021 Europe Regional Compliance & Ethics Conference  | September 29, 2021 

    • Explore the importance of diversity and inclusion to build a strong and global compliance programme

    • Effectively persuade your overseas peers through diversity and inclusion

    • Apply diversity and inclusion when forming a global compliance team

  14. New Communication and Training Methods to Create More Engagement and to Position Compliance as a Competitive Advantage

    2021 Europe Regional Compliance & Ethics Conference  | September 29, 2021 

    • Emotional intelligence, an important skill for Compliance professionals to master to become invited

    • Compliance does not need to be boring, let's make compliance sexy with enhanced communication tools

    • Compliance is a Competitive Advantage, how to communicate it to your team and customers

  15. Navigating Your Career in Compliance

    2021 Atlanta Regional Compliance & Ethics Conference  | August 13, 2021 

    • So, you're interested in a career in compliance. Where do you start? Our panelists will describe their three very different compliance journeys.

    • But, you're not a lawyer.  What can you do to overcome that objection?  Our panelists will discuss their experiences, as lawyers and non-lawyers, and their opinions on the topic.

    • Now you're in compliance.  How do you expand your skillset?  Our panelists will share their ideas and go-to resources.